SMALL BUSINESS CAPITAL CORP. RECEIVERSHIP
Thomas Seaman, As Receiver

SEC vs.  SMALL BUSINESS CAPITAL CORP.; MARK FEATHERS; INVESTORS PRIME FUND, LLC; and SBC PORTFOLIO FUND, LLC;

CASE NO. 5:12-CV-03237-EJD

 

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA

SAN JOSE DIVISION

HONORABLE EDWARD J. DAVILA, PRESIDING

 
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Thomas Seaman, Receiver for Small Business Capital Corp, et al
3 Park Plaza, Ste. 550
Irvine, CA  92614
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Website Of
Thomas Seaman, CFA
Judicial Receiver
Thomas Seaman Company
3 Park Plaza, Suite 550
Irvine, California 92614

CASE DOCUMENTS



This site was last updated on April 5, 2017.

 


 

IMPORTANT DOCUMENTS RELATED TO THE CASE ARE ACCESSIBLE BELOW IN REVERSE CHRONOLOGICAL ORDER

 

 

MARCH 14, 2017: RECEIVERíS EX PARTE APPLICATION FOR CLARIFICATION AND ORDER AUTHORIZING ADMINISTRATIVE PAYMENTS [Dkt. No. 1241]

 

MARCH 14, 2017: [PROPOSED] ORDER GRANTING RECEIVER'S EX PARTE APPLICATION FOR CLARIFICATION AND ORDER AUTHORIZING ADMINISTRATIVE PAYMENTS [Dkt. No. 1241-1]

 

FEBRUARY 10, 2017: [Dkt. No. 1238] ORDER GRANTING RECEIVERíS MOTION TO CONCLUDE RECEIVERSHIP

 

DECEMBER 20, 2016: [Dkt. No. 1227] ORDER GRANTING RECEIVERíS EX PARTE MOTION TO AMEND THE RELIEF SOUGHT IN RECEIVERíS MOTION TO CONCLUDE RECEIVERSHIP AND FEE APPLICATIONS OF THE RECEIVER AND ALLEN MATKINS [Dkts. No. 1164, 1165, 1166]; AND TO RE-SET VACATED HEARING DATE FOR FEBRUARY 16, 2017

 

DECEMBER 16, 2016: [Dkt. No. 1226] EX PARTE APPLICATION TO AMEND THE RELIEF SOUGHT IN RECEIVERíS MOTION TO CONCLUDE RECEIVERSHIP AND FEE APPLICATIONS, ETC.

 

NOVEMBER 14, 2016: [DKT. NO. 1224] ORDER RE MOTION TO DEFER RULING

 

NOVEMBER 14, 2016: [DKT. NO. 1224-1] PROOF OF SERVICE

 

JULY 7, 2016: [DKT. NO. 1175] ORDER SHORTENING TIME ON MOTION TO CONCLUDE RECEIVERSHIP AND FEE APPLICATIONS OF RECEIVER AND ALLEN MATKINS

 

JUNE 23, 2016: [DKT. NO. 1164] NOTICE OF MOTION AND MOTION TO CONCLUDE THE RECEIVERSHIP AND FOR ORDER

 

JUNE 23, 2016: [DKT. NO. 1164-1] DECLARATION OF THOMAS A. SEAMAN IN SUPPORT OF RECEIVER'S MOTION TO CONCLUDE RECEIVERSHIP

 

JUNE 23, 2016: [DKT. NO. 1167] NOTICE OF HEARING ON FEE APPLICATIONS FOR APPROVAL AND PAYMENT OF COMPENSATION TO RECEIVER AND HIS PROFESSIONALS

 

JUNE 23, 2016: [DKT. NO. 1166] APPLICATION FOR APPROVAL OF FEES AND COSTS OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO RECEIVER

 

JUNE 23, 2016: [DKT. NO. 1165] RECEIVER'S APPLICATION FOR APPROVAL AND PAYMENT OF FEES

 

APRIL 25, 2016: [DKT. NO. 1159] NOTICE OF MOTION AND MOTION FOR APPROVAL OF SETTLEMENT WITH CALIFORNIA BUSINESS BANK, RAFFI D. KRIKORIAN, MICHAEL MALUCCIO, COLE W. MINNICK, JR., JANE AUSERWALD, MLADEN BUNTICH, STEVEN HONG, BIFF NAYLOR, PEGGY HANSEN, KENNETH THOMPSON, GARY K. CROSS, ELLWOOD JOHNSTON AND M. AARON YASHOUAFAR; DECLARATIONS OF THOMAS A. SEAMAN AND PATRICK E. BREEN IN SUPPORT OF MOTION FOR APPROVAL OF SETTLEMENT

 

APRIL 8, 2016: [DKT. NO. 1158] RECEIVER'S SIXTEENTH INTERIM REPORT

 

FEBRUARY 25, 2016: [DKT. NO. 1157] ORDER APPROVING SALE OF 7(A) LOAN PORTFOLIO, SERVICING RIGHTS AND SBLC LICENSE

 

FEBRUARY 10, 2016: [Dkt. No. 1152] RECEIVER'S REPLY TO OPPOSITION OF MR. FEATHERS TO RECEIVER'S MOTION FOR APPROVAL OF SALE OF 7(A) LOAN PORTFOLIO, SERVICING RIGHTS AND SBLC LICENSE

 

FEBRUARY 5, 2016: [Dkt. No. 1149] FEATHERS' OPPOSITION TO RECEIVER'S MOTION FOR APPROVAL OF SALE OF 7(A) LOAN PORTFOLIO, SERVICING RIGHTS AND SBLC LICENSE (re Dkt. 1132)

 

FEBRUARY 4, 2016: [Dkt. No. 1142] CIVIL MINUTE ORDER

 

FEBRUARY 2, 2016: [Dkt. No. 1138] EX PARTE MOTION FOR ORDER SHORTENING TIME FOR HEARING ON MOTION OF RECEIVER FOR APPROVAL OF SALE OF 7(A) LOAN PORTFOLIO, SERVICING RIGHT AND SBLC LICENSE [DKT. 1132]; DECLARATION OF RECEIVER, THOMAS A. SEAMAN, IN SUPPORT THEREOF; [PROPOSED] ORDER

 

JANUARY 27, 2016: [Dkt. No. 1132] NOTICE OF MOTION AND MOTION OF RECEIVER FOR APPROVAL OF SALE OF 7(A) LOAN PORTFOLIO, SERVICING RIGHTS AND SBLC LICENSE; MEMORANDUM OF POINTS AND AUTHORITIES

 

JANUARY 27, 2016: [Dkt. No. 1132-1] PROPOSED ORDER APPROVING SALE OF 7(A) LOAN PORTFOLIO, SERVICING RIGHTS, AND SBLC LICENSE

 

JANUARY 27, 2016: [Dkt. No. 1132-2] PROOF OF SERVICE

 

JANUARY 27, 2016: [Dkt. No. 1133] DECLARATION OF THOMAS A. SEAMAN IN SUPPORT OF MOTION FOR APPROVAL OF SALE OF 7(A) LOAN PORTFOLIO, SERVICING RIGHTS, AND SBLC LICENSE

 

JANUARY 27, 2016: [Dkt. No. 1133-1] EXHIBIT A

 

JANUARY 27, 2016: [Dkt. No. 1133-2] EXHIBIT B

 

JANUARY 27, 2016: [Dkt. No. 1133-3] EXHIBIT C

 

JANUARY 27, 2016: [Dkt. No. 1133-4] PROOF OF SERVICE

 

JANUARY 27, 2016: [Dkt. No. 1134] REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF RECEIVERíS MOTION TO APPROVE SALE OF 7(A) LOAN PORTFOLIO, SERVICING RIGHTS AND SBLC LICENSE

 

JANUARY 21, 2016: [Dkt. No. 1130] NOTICE OF HEARING ON INTERIM FEE APPLICATIONS FOR APPROVAL AND PAYMENT OF COMPENSATION TO RECEIVER AND HIS PROFESSIONALS

 

JANUARY 21, 2016: [Dkt. No. 1128] RECEIVER'S TWELFTH INTERIM FEE APPLICATION

 

JANUARY 21, 2016: [Dkt. No. 1129] TWELFTH INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER

 

JANUARY 21, 2016: [Dkt. No. 1129-1] PROPOSED ORDER ON TWELFTH INTERIM FEE APPLICATION OF ALLEN MATKINS

 

JANUARY 21, 2016: [Dkt. No. 1131] PROOF OF SERVICE

 

JANUARY 12, 2016: [Dkt. No. 1122] RECEIVER'S FIFTEENTH INTERIM REPORT

 

DECEMBER 16, 2015: [Dkt. No. 1117] RECEIVER'S ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR NOVEMBER 2015

 

DECEMBER 16, 2015: [Dkt. No. 1116] RECEIVER'S ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR OCTOBER 2015

 

NOVEMBER 16, 2015: [Dkt. No. 1112] ORDER ON RECEIVERíS TENTH INTERIM FEE APPLICATION

 

NOVEMBER 16, 2015: [Dkt. No. 1113] ORDER ON TENTH INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER

 

NOVEMBER 4, 2015: [Dkt. No. 1107] RECEIVER'S ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR SEPTEMBER 2015

 

NOVEMBER 4, 2015: [Dkt. No. 1106] RECEIVER'S ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR AUGUST 2015

 

OCTOBER 14, 2015: [Dkt. No. 1094] NOTICE OF HEARING ON INTERIM FEE APPLICATIONS FOR APPROVAL AND PAYMENT OF COMPENSATION TO RECEIVER AND HIS PROFESSIONALS

 

OCTOBER 14, 2015: [Dkt. No. 1095] PROOF OF SERVICE

 

OCTOBER 14, 2015: [Dkt. No. 1092] RECEIVER'S ELEVENTH INTERIM FEE APPLICATION

 

OCTOBER 14, 2015: [Dkt. No. 1093] ELEVENTH INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER

 

AUGUST 18, 2015: [Dkt. No. 1086] RECEIVER'S ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR JULY 2015

 

AUGUST 18, 2015: [Dkt. No. 1085] RECEIVER'S ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR JUNE 2015

 

JULY 31, 2015: [Dkt. No. 1079] NOTICE OF HEARING ON INTERIM FEE APPLICATIONS FOR APPROVAL AND PAYMENT OF COMPENSATION TO RECEIVER AND HIS PROFESSIONALS

 

JULY 31, 2015: [Dkt. No. 1077] RECEIVER'S TENTH INTERIM FEE APPLICATION

 

JULY 31, 2015: [Dkt. No. 1078] TENTH INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER

 

JULY 23, 2015: [Dkt. No. 1074] RECEIVER'S FOURTEENTH INTERIM REPORT

 

JULY 10, 2015: [Dkt. No. 1072] RECEIVER'S ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR MAY 2015

 

JULY 7, 2015: NOTICE TO QUALIFIED BIDDERS FOR THE SB CAPITAL 7-A LICENSE, 7-A LOAN PORTFOLIO AND SERVICING RIGHTS

 

JUNE 12, 2015: [Dkt. No. 1063] RECEIVER'S SPECIAL REPORT CONCERNING ASSET SALE

 

JUNE 11, 2015: [Dkt. No. 1061] NOTICE OF HEARING ON INTERIM FEE APPLICATIONS FOR APPROVAL AND PAYMENT OF COMPENSATION TO RECEIVER AND HIS PROFESSIONALS

 

JUNE 11, 2015: [Dkt. No. 1059] RECEIVER'S NINTH INTERIM FEE APPLICATION

 

JUNE 11, 2015: [Dkt. No. 1060] NINTH INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER

 

MAY 5, 2015: [Dkt. No. 1044] RECEIVER'S THIRTEENTH INTERIM REPORT

 

APRIL 29, 2015: [Dkt. No. 1042] REPLY OF RECEIVER IN SUPPORT OF MOTION OF RECEIVER FOR APPROVAL OF SALE OF 7(a) LOAN PORTFOLIO, SERVICING RIGHTS AND SBLC LICENSE

 

APRIL 23, 2015: [Dkt. No. 1039] RECEIVERS ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR MARCH 2015

 

APRIL 22, 2015: [Dkt. No. 1038] RESPONSE (RE 1027 MOTION FOR ORDER OF SALE - REQUEST FOR JUDICIAL NOTICE OF EXHIBITS AND MOTION FOR HEARING TO STAY AND DECLARATION OF MARK FEATHERS)

 

APRIL 22, 2015: [Dkt. No. 1038-1] RESPONSE EXHIBIT A

 

APRIL 22, 2015: [Dkt. No. 1040] ERRATA (RE 1038 OPPOSITION RESPONSE TO MOTION)

 

APRIL 13, 2015: [Dkt. No. 1033] RECEIVER'S ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR FEBRUARY 2015

 

APRIL 10, 2015: [Dkt. No. 1032] ORDER SHORTENING TIME ON MOTION OF RECEIVER FOR APPROVAL OF SALE OF 7(a) LOAN PORTFOLIO, SERVICING RIGHTS AND LICENSE

 

APRIL 8, 2015: [Dkt. No. 1027] NOTICE OF MOTION AND MOTION OF RECEIVER FOR APPROVAL OF SALE OF 7(a) LOAN PORTFOLIO, SERVICING RIGHTS AND SBLC LICENSE; MEMORANDUM OF POINTS AND AUTHORITIES; AND [PROPOSED] ORDER

 

MARCH 18, 2015: [Dkt. No. 1025] RECEIVERíS ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR JANUARY 2015

 

MARCH 6, 2015: [Dkt. No. 1021] NOTICE OF HEARING ON INTERIM FEE APPLICATIONS FOR APPROVAL AND PAYMENT OF COMPENSATION TO RECEIVER AND HIS PROFESSIONALS

 

MARCH 6, 2015: [Dkt. No. 1019] RECEIVER'S EIGHTH INTERIM FEE APPLICATION

 

MARCH 6, 2015: [Dkt. No. 1020] EIGHTH INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER

 

JANUARY 27, 2015: [Dkt. No. 1011] RECEIVER'S TWELFTH INTERIM REPORT

 

JANUARY 20, 2015: [Dkt. No. 1006] RECEIVERíS ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR DECEMBER 2014

 

DECEMBER 31, 2014: [Dkt. No. 998] RECEIVERíS ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR NOVEMBER 2014

 

DECEMBER 12, 2014: [Dkt. No. 992] RECEIVER'S ELEVENTH INTERIM REPORT

 

DECEMBER 12, 2014: [Dkt. No. 988] NOTICE OF MOTION AND MOTION TO APPROVE THE SALE

 

DECEMBER 12, 2014: [Dkt. No. 989] DECLARATION OF THE RECEIVER IN SUPPORT OF THE MOTION

 

DECEMBER 12, 2014: [Dkt. No. 991] RECEIVERíS REQUEST THAT THE COURT HEAR THE MATTER EX PARTE

 

NOVEMBER 20, 2014: [Dkt. No. 983] RECEIVERíS ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR OCTOBER 2014

 

OCTOBER 28, 2014: [Dkt. No. 968] NOTICE OF HEARING ON INTERIM FEE APPLICATIONS FOR APPROVAL AND PAYMENT OF COMPENSATION TO RECEIVER AND HIS PROFESSIONALS

 

OCTOBER 28: [Dkt. No. 966] RECEIVER'S SEVENTH INTERIM FEE APPLICATION

 

OCTOBER 28: [Dkt. No. 967] SEVENTH INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER

 

OCTOBER 21, 2014: [Dkt. No. 964] RECEIVERíS ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR SEPTEMBER 2014

 

SEPTEMBER 17, 2014: [Dkt. No. 949] RECEIVERíS ADMINISTRATIVE MOTION FOR PAYMENT OF LOAN SERVICING COSTS FOR AUGUST 2014

 

AUGUST 18, 2014: [Dkt. No. 944] RECEIVER'S TENTH INTERIM REPORT

 

JULY 9, 2014: [Dkt. No. 925] NOTICE OF HEARING ON INTERIM FEE APPLICATIONS FOR APPROVAL AND PAYMENT OF COMPENSATION TO RECEIVER AND HIS PROFESSIONALS

 

JULY 9, 2014: [Dkt. No. 923] RECEIVER'S SIXTH INTERIM FEE APPLICATION

 

JULY 9, 2014: [Dkt. No. 924] SIXTH INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER

 

MAY 30, 2014: [Dkt. No. 14] INITIAL DECISION

 

MAY 15, 2014: [Dkt. No. 908] RECEIVER'S NINTH INTERIM REPORT

 

MAY 6, 2014: [Dkt. No. 889] ADMINISTRATIVE MOTION FOR APPROVAL OF MONTHLY BUDGET FOR LOAN SERVICING WORK

 

MAY 6, 2014: [Dkt. No. 888] ADMINISTRATIVE MOTION FOR ORDER SHORTENING TIME ON FIFTH INTERIM FEE APPLICATIONS OF RECEIVER AND ALLEN MATKINS

 

MAY 6, 2014: [Dkt. No. 886] NOTICE OF HEARING ON INTERIM FEE APPLICATIONS FOR APPROVAL AND PAYMENT OF COMPENSATION TO RECEIVER AND HIS PROFESSIONALS

 

MAY 6, 2014: [Dkt. No. 885] FIFTH INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER

 

MAY 6, 2014: [Dkt. No. 884] RECEIVER'S FIFTH INTERIM FEE APPLICATION

 

APRIL 15, 2014:  [Dkt. No. 846] ORDER RE PENDING ADMINISTRATIVE MOTIONS DENYING 716, 722, 731, 745 MOTIONS FOR RECONSIDERATION

 

APRIL 15, 2014:  [Dkt. No. 845]  SECOND AMENDED ORDER APPROVING OMNIBUS AND SPECIFIC CLAIM OBJECTIONS

 

 

MARCH 12, 2014: [Dkt. No. 762] NOTICE OF MOTION AND MOTION FOR (A) APPROVAL OF SALES PROCEDURES FOR LOAN PORTFOLIOS AND 7(a) LICENSE AND (B) AUTHORITY TO ENGAGE VOIT REAL ESTATE SERVICES LP AS BROKER; MEMORANDUM OF POINTS AND AUTHORITIES

MARCH 12, 2014: [Dkt. No. 762-1] DECLARATION OF PETER BEAUCHAMP IN SUPPORT OF RECEIVER'S MOTION FOR (A) APPROVAL OF SALES PROCEDURES FOR LOAN PORTFOLIOS AND 7(a) LICENSE, AND (B) AUTHORITY TO ENGAGE VOIT REAL STATE SERVICES LP AS BROKER

MARCH 12, 2014: [Dkt. No. 762-2] DECLARATION OF THOMAS A. SEAMAN IN SUPPORT OF MOTION FOR (A) APPROVAL OF SALES PROCEDURES FOR LOAN PORTFOLIOS AND 7(a) LICENSE AND (B) AUTHORITY TO ENGAGE VOIT REAL ESTATE SERVICES LP AS BROKER

 

MARCH 11, 2014:  [Dkt. No. 761] PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S OPPOSITION TO MARK FEATHERS FOUR MOTIONS, IMPROPERLY NOTICED WITHOUT A HEARING DATE AND/OR IMPROPERLY NOTICED AS EX PARTE, WHICH ALL SEEK RECONSIDERATION OF VARIOUS COURT ORDERS (DOCKET NOS. 716, 722, 731, AND 745)

 
 

MARCH 5, 2014:  [Dkt. No. 736] RECEIVER'S OPPOSITION TO FEATHERS' EX PARTE APPLICATION FOR RECONSIDERATION AND CLARIFICATION OF THIS COURT'S ORDER (DKT. NO. 711) RE: RECEIVER'S PLAN OF DISTRIBUTIONS (DKT. NO. 628)

 

MARCH 5, 2014:  [Dkt. No. 737] DECLARATION OF THOMAS A. SEAMAN IN RESPONSE TO MOTION OF DEFENDANT MARK FEATHERS FOR CERTAIN MOTION HEARING DATES AND LEAVE TO SEEK RECONSIDERATION

 

MARCH 5, 2014:  [Dkt. No.  731] REQUEST FOR MOTION HEARING DATE, FOR RECONSIDERATION TO INITIATE A LAWSUIT IN STATE COURT AND REQUEST FOR HEARING FOR DISMISSAL OF THE RECEIVER

 

MARCH 3, 2014:  [Dkt. No. 722] MOTION FOR RECONSIDERATION RE 711 ORDER ON MOTION FOR MISCELLANEOUS RELIEF

 

FEBRUARY 27, 2014:  [Dkt. No. 716] MOTION FOR RECONSIDERATION AND CLARIFICATION RE 675 ORDER ON ADMINISTRATIVE MOTION TO FILE UNDER SEAL

 

 

 

 

DECEMBER 10, 2013: [Dkt. No. 657] REPLY TO RESPONSES TO MOTION FOR APPROVAL OF DISTRIBUTION PLAN AND AUTHORIZATION TO MAKE INTERIM DISTRIBUTIONS


DECEMBER 10, 2013: [Dkt. No. 657-1] DECLARATION OF THOMAS A. SEAMAN IN SUPPORT REPLY TO RESPONSES TO MOTION FOR APPROVAL OF DISTRIBUTION PLAN AND AUTHORIZATION TO MAKE INTERIM DISTRIBUTIONS

DECEMBER 6, 2013: [Dkt. No. 655] REPLY TO RESPONSES TO MOTION TO APPROVE OMNIBUS AND SPECIFIC CLAIM OBJECTIONS

 

NOVEMBER 27, 2013: [Dkt. No. 632] OPPOSITION OF U.S. SMALL BUSINESS ADMINISTRATION TO RECEIVER’S MOTION TO APPROVE OMNIBUS AND SPECIFIC CLAIM OBJECTIONS

NOVEMBER 27, 2013: [Dkt. No. 634] OPPOSITION OF U.S. SMALL BUSINESS ADMINISTRATION TO RECEIVER’S MOTION FOR APPROVAL OF DISTRIBUTION PLAN AND AUTHORIZATION TO MAKE INTERIM DISTRIBUTIONS

 

 

 

 

NOVEMBER 26, 2013: [Dkt. No. 631] ORDER SHORTENING TIME ON: 1) MOTION TO APPROVE OMNIBUS AND SPECIFIC CLAIM OBJECTIONS (re Dkt. No. 626) 2) MOTION FOR APPROVAL OF DISTRIBUTION PLAN AND AUTHORITY TO MAKE INTERIM DISTRIBUTIONS (re Dkt. No. 628)

 

NOVEMBER 19, 2013: [Dkt. No. 628] NOTICE OF MOTION AND MOTION FOR APPROVAL OF DISTRIBUTION PLAN AND AUTHORIZATION TO MAKE INTERIM DISTRIBUTIONS; MEMORANDUM OF POINTS AND AUTHORITIES

 

 

NOVEMBER 15, 2013: [Dkt. No. 626-1] DECLARATION OF THOMAS A. SEAMAN IN SUPPORT OF MOTION TO APPROVE OMNIBUS AND SPECIFIC CLAIM OBJECTIONS

 

NOVEMBER 6, 2013:  [Dkt. No. 622] ORDER GRANTING IN PART AND DENYING IN PART PLAINTIFF’S MOTION FOR INJUNCTIVE RELIEF AND MONETARY REMEDIES

 

SEPTEMBER 30, 2013:  [Dkt. No. 613] PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S CONSOLIDATED RESPONSE TO THE THIRD INTERIM FEE APPLICATIONS OF THE RECEIVER AND THE RECEIVER’S GENERAL COUNSEL, ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP

 

 
 

SEPTEMBER 20, 2013: [Dkt. No. 609] NOTICE OF HEARING ON INTERIM FEE APPLICATIONS FOR APPROVAL AND PAYMENT OF COMPENSATION TO RECEIVER AND HIS PROFESSIONALS

 

SEPTEMBER 20, 2013: [Dkt. No. 607] RECEIVER'S THIRD INTERIM FEE APPLICATION

 

SEPTEMBER 20, 2013: [Dkt. No. 608] THIRD INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER

 

AUGUST 16, 2013:  [DKT. 591] ORDER GRANTING SEC'S MOTION FOR SUMMARY JUDGMENT & DENYING DEFENDANT'S MOTION FOR SUMMARY JUDGMENT

 

JULY 23, 2013:  [DKT. No. 581] RECEIVER'S SIXTH INTERIM REPORT

 

JUNE 27, 2013: [Dkt. No. 557] RECEIVER’S FORENSIC ACCOUNTING REPORT

JUNE 27, 2013: [Dkt. No. 557-1] EXHIBIT “A” SUMMARY OF SOURCES AND USES OF FUNDS

JUNE 27, 2013: [Dkt. No. 557-2] EXHIBIT “B” PROFIT & LOSS BY CLASS

JUNE 27, 2013: [Dkt. No. 557-3] EXHIBIT “C” BALANCE SHEET BY CLASS

JUNE 27, 2013: [Dkt. No. 557-4] EXHIBIT “D” SUMMARY OF LOAN TRANSFERS

JUNE 27, 2013: [Dkt. No. 557-5] EXHIBIT “E” GENERAL LEDGER

JUNE 27, 2013: [Dkt. No. 557-6] EXHIBIT "F" TRANSACTIONS BY ACCOUNT

 


MAY 23, 2013: [DKT. 480] DECLARATION OF JEFFREY SPIEGEL

MAY 23, 2013: [DKT. 480-1] EXHIBITS 1-15 TO DECLARATION OF JEFFREY SPIEGEL

MAY 23, 2013: [DKT. 480-2] EXHIBITS 16-25 TO DECLARATION OF JEFFREY SPIEGEL

MAY 23, 2013: [DKT. 480-3] EXHIBITS 26-27 TO DECLARATION OF JEFFREY SPIEGEL

MAY 23, 2013: [DKT. 480-4] EXHIBITS 28-45 TO DECLARATION OF JEFFREY SPIEGEL

MAY 23, 2013: [DKT. 480-5] EXHIBITS 46-58 TO DECLARATION OF JEFFREY SPIEGEL

MAY 23, 2013: [DKT. 480-6] PROOF OF SERVICE OF DECLARATION OF JEFFREY SPIEGEL

MAY 23, 2013: [DKT. 481] DECLARATION OF ROBERT MORRIS

MAY 23, 2013: [DKT. 481-1] EXHIBITS 118-123 TO DECLARATION OF ROBERT MORRIS

MAY 23, 2013: [DKT. 481-2] EXHIBITS 124-131 TO DECLARATION OF ROBERT MORRIS

MAY 23, 2013: [DKT. 481-3] EXHIBITS 132-141 TO DECLARATION OF ROBERT MORRIS

MAY 23, 2013: [DKT. 481-4] EXHIBITS 142-147 TO DECLARATION OF ROBERT MORRIS

MAY 23, 2013: [DKT. 481-5] EXHIBITS 148-153 TO DECLARATION OF ROBERT MORRIS

MAY 23, 2013: [DKT. 481-6] EXHIBITS 154-159 TO DECLARATION OF ROBERT MORRIS

MAY 23, 2013: [DKT. 481-7] EXHIBITS 160-163 TO DECLARATION OF ROBERT MORRIS

MAY 23, 2013: [DKT. 481-8] PROOF OF SERVICE OF DECLARATION OF ROBERT MORRIS


MAY 23, 2013: [DKT. 482] DECLARATION OF DAVID GRUEBELE

MAY 23, 2013: [DKT. 482-1] EXHIBITS 3-79 TO DECLARATION OF DAVID GRUEBELE

MAY 23, 2013: [DKT. 482-2] EXHIBITS 80-117 TO DECLARATION OF DAVID GRUEBELE

MAY 23, 2013: [DKT. 482-3] PROOF OF SERVICE OF DECLARATION OF DAVID GRUEBELE

MAY 23, 2013: [DKT. 483] DECLARATION OF JOHN B. BULGOZDY IN SUPPORT OF PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT

MAY 23, 2013: [DKT. 483-1] EXHIBIT 172 TO DECLARATION OF JOHN B. BULGOZDY

MAY 23, 2013: [DKT. 483-2] EXHIBITS 173-174 TO DECLARATION OF JOHN B. BULGOZDY

MAY 23, 2013: [DKT. 483-3] EXHIBITS 175-176 TO DECLARATION OF JOHN B. BULGOZDY

MAY 23, 2013: [DKT. 483-4] EXHIBIT 177 TO DECLARATION OF JOHN B. BULGOZDY

MAY 23, 2013: [DKT. 483-5] EXHIBITS 178-180 TO DECLARATION OF JOHN B. BULGOZDY

MAY 23, 2013: [DKT. 483-6] EXHIBITS 181-182 TO DECLARATION OF JOHN B. BULGOZDY

MAY 23, 2013: [DKT. 483-7] EXHIBITS 183-184 TO DECLARATION OF JOHN B. BULGOZDY

MAY 23, 2013: [DKT. 483-8] EXHIBITS 185-186 TO DECLARATION OF JOHN B. BULGOZDY

MAY 23, 2013: [DKT. 483-9] EXHIBITS 187-216 TO DECLARATION OF JOHN B. BULGOZDY

MAY 23, 2013: [DKT. 483-10] EXHIBITS 217-219 TO DECLARATION OF JOHN B. BULGOZDY

MAY 23, 2013: [DKT. 483-11] PROOF OF SERVICE OF DECLARATION OF JOHN B. BULGOZDY

MAY 13, 2013: [DKT. 459] DEFENDANT'S MOTION FOR SUMMARY JUDGMENT

MAY 13, 2013: [DKT. 460] DEFENDANT'S DECLARATION ACCOMPANYING REQUEST FOR SUMMARY JUDGMENT

MAY 13, 2013: [DKT. 461] MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT (RE DKT. 459) MOTION FOR SUMMARY JUDGMENT

MAY 13, 2013: [DKT. 461-1] EXHIBIT A

MAY 13, 2013: [DKT. 462] ERRATA TO MEMORANDUM OF POINTS AND AUTHORITIES

MAY 13, 2013: [DKT. 462-1] ERRATA TO MEMORANDUM OF POINTS AND AUTHORITIES

MAY 10, 2013: [DKT. NO. 457] ORDER DENYING DEFENDANT'S MOTION FOR RECONSIDERATION (re DKT. 329)

MAY 10, 2013: [DKT. NO. 456] ORDER AFTER MAY 10TH HEARING

MAY 10, 2013: [DKT. NO. 454] CIVIL MINUTES OF MAY 10TH HEARING

MAY 7, 2013: [Dkt 441] RECEIVER’S RESPONSE TO DEFENDANT MARK FEATHERS’ OPPOSITION TO RECEIVER’S MOTION FOR AUTHORITY TO: SELL NATOMA PROPERTY; SELL SWEET FINGERS PROPERTY; SELL WHISKEY JUNCTION PROPERTY; AND ACCEPT DISCOUNTED PAYOFF FROM THE FOUR BROTHERS INNS, LLC


APRIL 26, 2013: [DKT. 429] ORDER SHORTENING TIME ON RECEIVER'S MOTION FOR AUTHORIZATION TO: (A) SELL NATOMA PROPERTY; (B) SELL WHISKEY JUNCTION PROPERTY; (C) SELL SWEET FINGERS PROPERTY; AND (D) ACCEPT DISCOUNTED PAYOFF OF LOAN TO THE FOUR BROTHERS INNS, LLC

APRIL 25, 2013: [DKT. 427] REPLY TO DEFENDANT MARK FEATHERS' OPPOSITION TO SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER

APRIL 25, 2013: [DKT. 426] REPLY TO DEFENDANT MARK FEATHERS' OPPOSITION TO RECEIVER'S SECOND INTERIM FEE APPLICATION

APRIL 24, 2013: [DKT. 419] MOTION FOR AUTHORITY TO: (A) SELL NATOMA PROPERTY; (B) SELL SWEET FINGERS PROPERTY; (C) SELL WHISKEY JUNCTION PROPERTY; AND (D) ACCEPT DISCOUNTED PAYOFF FROM THE FOUR BROTHERS INNS, LLC

APRIL 24, 2013: [DKT. 419-1] DECLARATION OF THOMAS A. SEAMAN IN SUPPORT OF MOTION FOR AUTHORITY TO: (A) SELL NATOMA PROPERTY; (B) SELL WHISKEY JUNCTION PROPERTY; (C) SELL SWEET FINGERS PROPERTY; AND (D) ACCEPT DISCOUNTED PAYOFF OF LOAN TO THE FOUR BROTHERS INNS, LLC

APRIL 24, 2013: [DKT. 420] EX PARTE APPLICATION FOR ORDER SHORTENING TIME ON MOTION FOR AUTHORITY TO: (A) SELL NATOMA PROPERTY; (B) SELL SWEET FINGERS PROPERTY; (C) SELL WHISKEY JUNCTION PROPERTY; (D) ACCEPT DISCOUNTED PAYOFF OF LOAN TO THE FOUR BROTHERS INNS, LLC

APRIL 18, 2013: [DKT. 401] DECLARATION OF MARK FEATHERS IN OPPOSITION TO RECEIVER’S COUNSEL’S MOTION FOR PAYMENT

APRIL 18, 2013: [DKT. 400] DEFENDANT’S OPPOSITION REPLY ON RECEIVER’S COUNSEL’S MOTION FOR PAYMENT

APRIL 18, 2013: [DKT. 399] DEFENDANT’S OPPOSITION REPLY ON RECEIVER’S MOTION FOR PAYMENTS

APRIL 18, 2013: [DKT. 398] PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S CONSOLIDATED RESPONSE TO THE SECOND INTERIM FEE APPLICATIONS OF THE RECEIVER AND THE RECEIVER’S GENERAL COUNSEL, ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP

APRIL 15, 2013: [Dkt. No. 386] RECEIVER'S FIFTH INTERIM REPORT

APRIL 15, 2013: [Dkt. No. 386-1] [PROPOSED] ORDER APPROVING RECEIVER’S FIFTH INTERIM REPORT

APRIL 12, 2013: [DKT. 371] ORDER STRIKING IMPROPERLY FILED PLEADINGS

APRIL 12, 2013: [DKT. 364] ORDER GRANTING MOTION FOR AUTHORITY TO ACCEPT PAYOFF OF BAY ROAD CONSTRUCTION LOAN

APRIL 12, 2013: [DKT. 362] ORDER GRANTING EX PARTE APPLICATION FOR RECONSIDERATION AND CLARIFICATION OF AMENDED ORDER RE: DEFENDANT’S PENDING ADMINISTRATIVE MOTIONS (DKT. 302)

APRIL 12, 2013: [DKT. 361] ORDER AUTHORIZING RECEIVER TO PURSUE CLAIMS AGAINST CALIFORNIA BUSINESS BANK AND ITS OFFICERS AND DIRECTORS

APRIL 4, 2013: [Dkt. No. 340] NOTICE OF HEARING ON INTERIM FEE APPLICATIONS FOR APPROVAL AND PAYMENT OF COMPENSATION TO RECEIVER AND HIS PROFESSIONALS

APRIL 4, 2013: [Dkt. No. 338] RECEIVER'S SECOND INTERIM FEE APPLICATION

APRIL 4, 2013: [Dkt. No. 339] SECOND INTERIM FEE APPLICATION OF ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP, GENERAL COUNSEL TO THE RECEIVER

APRIL 2, 2013: [DKT. 332] DECLARATION OF MARK FEATHERS IN OPPOSITION TO RECEIVER'S ADMIN MOTION (RE DKT. NO. 322)

APRIL 2, 2013: [DKT. 331] OPPOSITION ON RECEIVER'S MOTION FOR ADMINISTRATIVE RELIEF (RE DKT. NO. 322)

MARCH 29, 2013: [DKT. 322] MOTION FOR ADMINISTRATIVE RELIEF REQUEST FOR AUTHORITY TO PURSUE CLAIMS AGAINST CALIFORNIA BUSINESS BANK AND ITS OFFICERS AND DIRECTORS

MARCH 29, 2013: [DKT. 322-1] DECLARATION OF THOMAS SEAMAN IN SUPPORT OF MOTION FOR AUTHORITY TO PURSUE CLAIMS AGAINST CALIFORNIA BUSINESS BANK AND ITS OFFICERS AND DIRECTORS

MARCH 29, 2013: [DKT. 322-2] PROPOSED ORDER AUTHORIZING RECEIVER TO PURSUE CLAIMS AGAINST CALIFORNIA BUSINESS BANK AND ITS OFFICERS AND DIRECTORS

MARCH 26, 2013: [DKT. NO. 312] DEFENDANT'S OPPOSITION ON RECEIVER’S MOTION FOR ADMINISTRATIVE RELIEF (RE DKT 307)

MARCH 26, 2013: [DKT. NO. 312-1] EXHIBIT A RE OPPOSITION ON RECEIVER’S MOTION FOR ADMINISTRATIVE RELIEF (RE DKT 307)

MARCH 26, 2013: [DKT. NO. 312-2] EXHIBIT B RE OPPOSITION ON RECEIVER’S MOTION FOR ADMINISTRATIVE RELIEF (RE DKT 307)

MARCH 26, 2013: [DKT. NO. 312-3] EXHIBIT B PART 2 RE OPPOSITION ON RECEIVER’S MOTION FOR ADMINISTRATIVE RELIEF (RE DKT 307)

MARCH 26, 2013: [DKT. NO. 312-4] EXHIBIT C-G RE OPPOSITION ON RECEIVER’S MOTION FOR ADMINISTRATIVE RELIEF (RE DKT 307)

MARCH 26, 2013: [DKT. NO. 311] RECEIVER'S EX PARTE APPLICATION FOR RECONSIDERATION AND CLARIFICATION OF THIS COURT'S AMENDED ORDER RE DOCKET NO. 302

MARCH 26, 2013: [DKT. NO. 311-1] DECLARATION OF THOMAS A. SEAMAN IN SUPPORT OF EX PARTE APPLICATION FOR RECONSIDERATION COURT'S AMENDED ORDER RE DOCKET NO. 302

MARCH 22, 2013: [DKT. NO. 307] MOTION FOR ADMINISTRATIVE RELIEF UNDER CIVIL L.R. 7-11; REQUEST FOR AUTHORITY TO ACCEPT PAYOFF OF CONSTRUCTION LOAN

MARCH 22, 2013: [DKT. NO. 307-1] DECLARATION OF THOMAS A. SEAMAN IN SUPPORT OF MOTION FOR ADMINISTRATIVE RELIEF

MARCH 19, 2013: [DKT. NO. 302] AMENDED ORDER RE DEFENDANT’S PENDING ADMINISTRATIVE MOTIONS        

MARCH 14, 2013: [DKT. NO. 296] DEFENDANT’S MOTION FOR LEAVE TO FILE LAWSUIT ACTION AGAINST THE RECEIVER

MARCH 8, 2013:  PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S OPPOSITION TO DEFENDANT MARK FEATHERS’ MOTION AND AMENDED FRCP 12 MOTION TO DISMISS THE LAWSUIT, MOTION TO INSTRUCT RECEIVER TO DISCONTINUE FORENSIC WORK AND MOTION TO DISMISS THE RECEIVER AND INVALIDATE ALL PRIOR REPORTS TO THE COURT, FRCP 11 MOTION FOR SANCTIONS AGAINST THE PLAINTIFF’S OFFICERS JOHN BULGOZDY AND SUSAN HANNAN (DKT. NOS. 273 & 274 & 275)
MARCH 8, 2013:  PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S OPPOSITION TO DEFENDANT MARK FEATHERS’ MOTION AND AMENDED FRCP 12 MOTION TO DISMISS THE LAWSUIT, MOTION TO INSTRUCT RECEIVER TO DISCONTINUE FORENSIC WORK AND MOTION TO DISMISS THE RECEIVER AND INVALIDATE ALL PRIOR REPORTS TO THE COURT, FRCP 11 MOTION FOR SANCTIONS AGAINST THE PLAINTIFF’S OFFICERS JOHN BULGOZDY AND SUSAN HANNAN (DKT. NOS. 273 & 274 & 275)
MARCH 8, 2013:  PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S OPPOSITION TO DEFENDANT MARK FEATHERS’ MOTION AND AMENDED FRCP 12 MOTION TO DISMISS THE LAWSUIT, MOTION TO INSTRUCT RECEIVER TO DISCONTINUE FORENSIC WORK AND MOTION TO DISMISS THE RECEIVER AND INVALIDATE ALL PRIOR REPORTS TO THE COURT, FRCP 11 MOTION FOR SANCTIONS AGAINST THE PLAINTIFF’S OFFICERS JOHN BULGOZDY AND SUSAN HANNAN (DKT. NOS. 273 & 274 & 275)
MARCH 8, 2013:  PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S OPPOSITION TO DEFENDANT MARK FEATHERS’ MOTION AND AMENDED FRCP 12 MOTION TO DISMISS THE LAWSUIT, MOTION TO INSTRUCT RECEIVER TO DISCONTINUE FORENSIC WORK AND MOTION TO DISMISS THE RECEIVER AND INVALIDATE ALL PRIOR REPORTS TO THE COURT, FRCP 11 MOTION FOR SANCTIONS AGAINST THE PLAINTIFF’S OFFICERS JOHN BULGOZDY AND SUSAN HANNAN (DKT. NOS. 273 & 274 & 275)
MARCH 8, 2013:  PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S OPPOSITION TO DEFENDANT MARK FEATHERS’ 
MOTION AND AMENDED FRCP 12 MOTION TO DISMISS THE LAWSUIT, MOTION TO INSTRUCT RECEIVER TO DISCONTINUE 
FORENSIC WORK AND MOTION TO DISMISS THE RECEIVER AND INVALIDATE ALL PRIOR REPORTS TO THE COURT, FRCP 11 
MOTION FOR SANCTIONS AGAINST THE PLAINTIFF’S OFFICERS JOHN BULGOZDY AND SUSAN HANNAN (DKT. NOS. 273 & 274 & 
275)

MARCH 12, 2013:  RECEIVER’S LETTER TO INVESTORS REGARDING 2012 MEMBER K-1s


MARCH 8, 2013:  PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S OPPOSITION TO DEFENDANT MARK FEATHERS’ MOTION AND AMENDED FRCP 12 MOTION TO DISMISS THE LAWSUIT, MOTION TO INSTRUCT RECEIVER TO DISCONTINUE FORENSIC WORK AND MOTION TO DISMISS THE RECEIVER AND INVALIDATE ALL PRIOR REPORTS TO THE COURT, FRCP 11 MOTION FOR SANCTIONS AGAINST THE PLAINTIFF’S OFFICERS JOHN BULGOZDY AND SUSAN HANNAN (DKT. NOS. 273 & 274 & 275)
MARCH 8, 2013:  PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S OPPOSITION TO DEFENDANT MARK FEATHERS’ MOTION AND AMENDED FRCP 12 MOTION TO DISMISS THE LAWSUIT, MOTION TO INSTRUCT RECEIVER TO DISCONTINUE FORENSIC WORK AND MOTION TO DISMISS THE RECEIVER AND INVALIDATE ALL PRIOR REPORTS TO THE COURT, FRCP 11 MOTION FOR SANCTIONS AGAINST THE PLAINTIFF’S OFFICERS JOHN BULGOZDY AND SUSAN HANNAN (DKT. NOS. 273 & 274 & 275)


 


 

FEBRUARY 1, 2013: RESPONSE TO DECLARATION OF NATALIE E. FEATHERS IN OPPOSITION TO RECEIVER'S PRELIMINARY FORENSIC ACCOUNTING REPORT

FEBRUARY 1, 2013: RESPONSE TO DEFENDANT MARK FEATHERS' OPPOSITION TO RECEIVER'S FOURTH INTERIM REPORT

JANUARY 22, 2013: DECLARATION OF NATALIE E. FEATHERS IN OPPOSITION TO COURT APPROVAL OF THE RECEIVERS’S PRELIMINARY FORENSIC REPORT TO THE COURT


JANUARY 18, 2013: DEFENDANT’S AMENDED OPPOSITION TO COURT APPROVAL OF RECEIVER’S PRELIMINARY FORENSIC ACCOUNTING REPORT


JANUARY 18, 2013: DEFENDANT'S OPPOSITION TO COURT APPROVAL OF RECEIVER'S FOURTH INTERIM REPORT

JANUARY 16, 2013: DEFENDANT’S OPPOSITION TO COURT APPROVAL OF RECEIVER’S PRELIMINARY FORENSIC ACCOUNTING REPORT


DEFENDANT FEATHERS OPPOSITION TO PRELIMINARY FORENSIC ACCOUNTING
On January 16, 2013, Defendant Mark Feathers filed with the Court his DEFENDANT’S OPPOSITION TO COURT APPROVAL OF RECEIVER’S PRELIMINARY FORENSIC ACCOUNTING REPORT.
DEFENDANT FEATHERS OPPOSITION TO PRELIMINARY FORENSIC ACCOUNTING
On January 16, 2013, Defendant Mark Feathers filed with the Court his DEFENDANT’S OPPOSITION TO COURT APPROVAL OF RECEIVER’S PRELIMINARY FORENSIC ACCOUNTING REPORT.
JANUARY 16, 2013:  176 RECEIVER'S REPLY TO FEATHERS' MTN TO ENJOIN IN EFRAIM COMPLAINT 2013-01-16
JANUARY 16, 2013:  175 SEC'S OPP TO FEATHERS' MTN TO ENJOIN IN EFRAIM COMPLAINT 2013-01-16
JANUARY 3, 2013:  156 FEATHERS' MTN TO ENJOIN IN EFRAIM COMPLAINT 2013-01-03

JANUARY 16, 2013:  RECEIVER’S RESPONSE TO DEFENDANT FEATHERS’ MOTION FOR DEFENDANT FEATHERS’ MOTION FOR A REQUIREMENT FOR THE RECEIVERSHIP ESTATE TO ENJOIN IN A LEGAL ACTION


JANUARY 16, 2013:  PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S OPPOSITION TO DEFENDANT MARK FEATHERS’ REQUEST FOR A COURT ORDERED AMENDMENT TO THE ORDER AND INJUNCTION AND MOTION FOR A REQUIREMENT FOR THE RECEIVERSHIP ESTATE TO ENJOIN A LEGAL ACTION (DKT. NO. 156)


JANUARY 3, 2013:  (1) REQUEST FOR A COURT ORDERED AMENDMENT TO THE ORDER AND INJUNCTION; AND, (2) MOTION FOR A REQUIREMENT FOR THE RECEIVERSHIP ESTATE TO ENJOIN A LEGAL ACTION
(1) REQUEST FOR A COURT ORDERED AMENDMENT TO THE ORDER AND INJUNCTION; AND, (2) MOTION FOR A REQUIREMENT FOR THE RECEIVERSHIP ESTATE TO ENJOIN A LEGAL ACTION
(1) REQUEST FOR A COURT ORDERED AMENDMENT TO THE ORDER AND INJUNCTION; AND, (2) MOTION FOR A REQUIREMENT FOR THE RECEIVERSHIP ESTATE TO ENJOIN A LEGAL ACTION

 
 

NOVEMBER 19, 2012:  PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S OMNIBUS OPPOSITION TO DEFENDANT MARK FEATHERS’S (1) MOTION TO DISMISS UNDER RULE 12(b)(2), (3), (4), (5), AND (6), RULE 8(d), AND RULE 9(a)(1)(B) (Dkt. No. 92), (2) MOTION TO DISMISS FOR CAUSE UNDER RULE 12(b) (Dkt. No. 93), AND (3) MOTION TO DISMISS RECEIVER (Dkt. No. 94)


NOVEMBER 19, 2012:  PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S OPPOSITION TO DEFENDANT MARK FEATHERS’ RULE 12(b)(6) MOTION TO DISMISS AND REQUEST FOR RULE 11 SANCTIONS (Dkt. No. 96)



NOVEMBER 19, 2012: NOTICE OF MOTION AND MOTION FOR ADMINISTRATIVE RELIEF UNDER CIVIL L.R. 7-11: 1) SETTING CLAIMS BAR DATE; AND 2) APPROVING CLAIM FORMS

NOVEMBER 20, 2012: DECLARATION OF THOMAS A. SEAMAN IN SUPPORT OF MOTION FOR ADMINISTRATIVE RELIEF UNDER CIVIL L.R. 7-11: 1) SETTING CLAIMS BAR DATE; AND 2) APPROVING CLAIM FORMS

 
 
 
 
 

AUGUST 22, 2012:  STIPULATION AND [PROPOSED] ORDER:  (1) GRANTING RELIEF FROM CIVIL L.R. 66-5 REQUIREMENT TO FILE LIST OF CREDITORS; (2) LIMITING NOTICE REQUIRED UNDER CIVIL L.R. 66-6; AND (3) GRANTING PERMISSION TO RELEASE INVESTOR FUNDS RECEIVED SHORTLY AFTER ENTRY OF THE TRO

 

AUGUST 21, 2012:  RECEIVER’S EX PARTE APPLICATION FOR AUTHORITY TO COMPLETE POOLING TRANSACTIONS FOR TWO EXISTING LOANS

 

AUGUST 21, 2012:  DECLARATION OF THOMAS A. SEAMAN IN SUPPORT OF EX PARTE APPLICATION FOR AUTHORITY TO COMPLETE POOLING TRANSACTIONS FOR TWO EXISTING LOANS


 
 
 

 

JULY 10, 2012: PRELIMINARY INJUNCTION AND ORDERS: (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) REQUIRING ACCOUNTINGS; AND (4) APPOINTING A PERMANENT RECEIVER ("PI")

 

JULY 9, 2012: TEMPORARY RECEIVER'S FIRST STATUS REPORT AND INVENTORY

 

JUNE 26, 2012: TEMPORARY RESTRAINING ORDER AND ORDERS: (1) FREEZING ASSETS; (2) PROHIBITING THE DESTRUCTION OF DOCUMENTS; (3) GRANTING EXPEDITED DISCOVERY; (4) REQUIRING ACCOUNTINGS; AND (5) APPOINTING A TEMPORARY RECEIVER; AND AN ORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF PERMANENT RECEIVER (“TRO”)

JUNE 21, 2012: COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS ("COMPLAINT")